Sanctions Screening ​& Management:

Originally Presented: October 6, 2023

Sanctions are growing increasingly complex, leading to greater regulatory scrutiny regarding the identification of high-risk entities. More than ever, a robust sanctions screening and management program is critical... 

Sanctions Screening ​& Management:

Sanctions are growing increasingly complex, leading to greater regulatory scrutiny regarding the identification of high-risk entities. More than ever, a robust sanctions screening and management program is critical... 

Adverse Media Screening

Originally Presented: July 20, 2023

The people making headlines may also be customers at your financial institution. Your own internal due diligence is only part of your customer’s story. Watch... 

Sanctions Screening and Management

In an increasingly complex sanctions regime, financial institutions face mounting expectations to identify high-risk entities, mitigate sanctions risks, and prevent sanctions evasion, all while reigning... 

A Risk-based Approach to Sanctions Compliance

Originally Presented: July 27, 2022

An effective sanctions screening program that meets the growing complexities of sanctions compliance is essential for financial institutions. Relying on legacy and disparate systems across... 

Sanctions Evasion

Amid the ongoing Russian invasion of Ukraine, financial institutions are facing considerable challenges as bad actors employ tactics and schemes for sanctions evasion. With industry... 

Managing the Growing Complexities of Sanctions Risk

May 9, 2022 by Nasdaq Verafin

The Russian invasion of Ukraine and the subsequent escalation of the Russian-Ukrainian war has been met with condemnation and resulted in severe economic sanctions from governments across the globe. Sanctions are crucial to enforce foreign policy objectives and deter criminal... 

Sanctions Screening

Financial institutions are facing increased expectations to employ a risk-based approach to sanctions compliance. As lists constantly evolve and the risks of non-compliance increase, conventional... 

U.S. Court Case: 60 Funnel Accounts Used by Heroin Trafficking Organization

September 27, 2017 by Denise Hutchings

“Narcotics traffickers will attempt to create elaborate financial networks in an effort to launder illegal drug proceeds.” (James Dorsey, Acting Special Agent in Charge IRS Criminal Investigation, June 2017) Heroin Trafficking Organizations Targeted by OFAC In May 2017, Treasury Secretary... 

Bringing it all Together

Tropical Financial Credit Union  •  Headquarters: Pembroke Pines, FL Assets: $712M*  •  Core Banking System: Fiserv Spectrum   “When your compliance processes are manual you...