Solution
Case Management
Case Management
Document and track your investigations into potentially suspicious activity with one centralized tool.
Improve your investigations and internal communication
Improving the effectiveness of your investigations is critical to successfully understanding and preventing financial crime.
Nasdaq Verafin includes a fully-integrated Case Management functionality, which lets you create a case directly from a suspicious activity alert, attach applicable files, link entities and related suspicious activity, and fully document your investigation — all in one location.
Features
VISUAL CASE WORKFLOW
A Case Management dashboard includes a visual workflow that gives you a quick overview of your case history from active to resolved.
AUTOMATED SUSPICIOUS ACTIVITY REPORTS (SARS)
Generate an auto-populated SAR directly from a case. Complete your Narrative with the help of the investigative notes and findings you have saved in the case and e-file directly from Nasdaq Verafin to FinCEN.
CENTRALIZED INVESTIGATIVE DOCUMENTATION
Attach relevant files and documents to a case and create notes detailing your decisions throughout the investigation.
CROSS-INSTITUTIONAL COLLABORATION
Enhance your investigation through cross-institutional information sharing. Start and track a collaboration with another 314(b)-registered institution, directly from your case.
Benefits
A stronger investigative audit trail
Nasdaq Verafin maintains an extensive audit log detailing all user actions affecting your investigative case.
Enhanced investigations
The ability to fully document all steps in your investigation, create and share tasks, and create a SAR — all from a single location — translates to a stronger investigative process.
Improved operational efficiency
Centralized case functionality, accessible to Nasdaq Verafin users across your institution, improves communication and reduces duplicate investigative efforts.
Superior reporting
Generate reports detailing a wide range of investigative information, from fraud saving totals to percentage of cases resulting in SARs and total time spent investigating specific types of fraud.
