As financial institutions accelerate their adoption of Artificial Intelligence, governance, transparency and risk management have become foundational requirements for successful deployment. Through our customer partnerships with more than 700 financial institutions, Nasdaq Verafin has helped anti-financial crime teams adopt and operationalize AI solutions in highly regulated environments, delivering measurable operational efficiencies while maintaining strong risk and compliance controls. These engagements have provided valuable insight into the governance frameworks, oversight models, security controls and due diligence processes institutions need to confidently implement AI and realize value rapidly and responsibly.
This document has been developed to help prospective and existing customers navigate common AI governance and due diligence topics related to the Nasdaq Verafin Agentic AI Workforce. It serves as a practical starting point for understanding Nasdaq Verafin’s approach to responsible AI, security, privacy, model governance, human oversight and regulatory readiness, while directing readers to additional documentation available through the Nasdaq Verafin Audit Portal to support deeper risk and compliance reviews.
