Job Aid

Preparing for a Successful Exam Checklist

What to do before, during, and after the exam.

Ensuring your AML/CFT compliance team is prepared for their exams can be a daunting task.

This insightful job aid provides a checklist outlining what to do before your exam, while the examiners are onsite at your financial institution, and after you receive the examiner’s report – as well as helpful information on how to review your own compliance program.

  •   Examination
  •   FRAML
  •   High-Risk Customer Management

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