Fraud Detection & AML Regional Seminars

Topics include: Human Trafficking, High-Risk Customer Management, Emerging Fraud Schemes & Scams and more!

Free Fraud Detection & AML Regional Seminars

Topics include: Human Trafficking, High-Risk Customer Management, Emerging Fraud Schemes & Scams & more!

Fraud Trends & BSA/AML Hot Topics

Join us at a complimentary seminar location near you, as industry and product experts discuss trends in financial crime and banking technology, and provide in-depth training on detection and investigation strategies to help stop financial crime.

Tour Locations

Events are from 8:30am to 3:00pm

Accreditation & Credits

5 CAMS, 6.5 CAFP, 6.5 CRCM credits

The 2018 FRAMLx Tour has been approved for 6.5 CAFP, 6.5 CRCM credits*  and 5 CAMS credits. Attendees may be eligible to receive up to 5 Continuing Professional Education (CPE) credits towards industry accreditation programs, such as CFE and CFCS.

Attendees to this free educational event will receive a certificate of attendance for their records.

*This statement should not be viewed as an endorsement of this program or its sponsor. Certification holders must report these credits at


Agenda subject to change. Updated Jan. 9, 2018.

9:00am – 10:00am

Human Trafficking Typologies & Best Practices for Investigation

This session provides an overview of the crime of Human Trafficking and outlines best practices for investigations:

  • Review financial red flag indicators and human trafficking typologies from industry advisories and reports.
  • Insights from industry experts into the complexities of human trafficking through the context of real-life cases.
  • Overview of current strategies and best practices employed by financial institutions to uncover victims of human trafficking.

10:00am – 10:30am

Collaborative Investigations: Combatting Crime Rings & Organized Illicit Activity

This session will focus on industry approaches to combat complex criminal activity that spans multiple institutions:

  • Review of key challenges that individual institutions face in their ability to uncover complex crimes, such as human trafficking, terrorist financing and drug trafficking.
  • Discussion on industry approaches to collaborative investigations including multi-institution consortium projects, and information sharing under Section 314(b) of the US PATRIOT Act.
  • How technology can facilitate collaboration and cross-institutional detection of suspicious activity.

10:30am – 10:45am


10:45am – 12:00pm

UBO, CDD/EDD & High-Risk Customers: Managing and Monitoring Risks

This session will focus on BSA/AML requirements for customer due diligence, enhanced due diligence and high-risk customer management:

  • Review of regulatory requirements and obligations related to Ultimate Beneficial Ownership, and the potential impact on financial institutions’ processes and procedures.
  • Discussion on industry approaches to managing high-risk customer categories, including NRAs, PEPs, MSBs, CIBs, TPPPs, PSPs, MRBs, etc.
  • Review of best practices for meeting due diligence requirements for ongoing monitoring and reviewing high-risk customers.

12:00pm – 1:00pm


1:00pm – 2:30pm

The Evolution of Fraud: Emerging Trends & Scam Scenarios

This session will focus on the growing threat to financial institutions and customers from fraudsters, including:

  • Review of industry alerts, advisories, and guidance on emerging fraud trends targeting financial institutions, and their customers.
  • Presentation of case studies on loss prevention, detection, and investigation strategies for fraud schemes across all channels including: payments fraud, check fraud, card fraud, and online account fraud.
  • Discussion on mitigation strategies, best practices, and new technologies to prevent losses and gain efficiencies in fraud management.

Check back soon for more information on locations, speakers and topics.